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National Repository of Grey Literature 2 records found  Search took 0.01 seconds. 
Investment services and their regulation
 Losenický, Jan ; Kotáb, Petr (advisor) ; Sejkora, Tomáš (referee)
Investment services and their regulation Abstract The main objective of this thesis is to provide a description of investment services and legal regulation of their provision. This description is not limited only to a legal point of view but is provided also from an economic point of view since the latter approach has never been provided in Czech legal papers although it may be useful to handle with issues regarding both the interpretation and application of legal rules governing the provision of investment services. The first part of this thesis aims at defining some relating economic or financial terms like financial system, financial markets and explaining the concept of perfect and imperfect markets. It also emphasizes the influence of human heuristics and biases on investment decision making. In the second part, I described investment services in general including the economic reason of their existence and the reason of their provision. Then I followed with the review of legal system governing those services. The third part is dedicated to the main characteristics of some typical providers of investment services and their main differences vis-a-vis each other. Following part deals with rules of conduct especially with inducements and duty to assess the suitability or appropriateness of investment...
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The legal framework of investment services provision
 Hobza, Martin ; Bakeš, Milan (advisor) ; Tomášek, Michal (referee) ; Radvan, Michal (referee)
The legal framework of investment services provision This thesis deals with the issue of legal framework of investment services provision. The aim of the thesis is to theoretically define and analyse the issue of selected investment services and rules governing their provision. The first two chapters of the thesis are devoted to general theoretical issues related to the topic, among others to the reasons of regulation of investment services provision and impact of the EU law on the present topic. The third chapter deals with the characteristics and structuring of investment services. The chapter four characterises the investment services and activities and analyses the investment service reception and transmission of orders in relation to financial instruments. The chapter five is devoted to investment advice. The chapter six analyses the legal instruments of protection of the client as an investment services addressee. Finally, the draft of measures designed to increase the level of client protection is proposed. Within the whole thesis, the author presents his interpretation of the disputable questions of the present topic.
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